Roth Capital Partners, LLC is a broker-dealer registered with the SEC, based in Newport Beach, CA.
SECIt appears on 30 deals, most recently TFL, LLC (dba Tickets For Less)deal on Sep 1, 2026, advising the buyer.
8-KB. Riley Securitiesfirm, Lake Street Capital Marketsfirm and Stephensfirm advised on deals with it.
8-KSEC filings name 3 people, including Byron Clarence Roth, Shareholder.
Form ADV
Deals
first 2 of 30CSV
| Date | Deal | Its role | With | Source |
|---|---|---|---|---|
| Sep 1, 2026 | TFL, LLC (dba Tickets For Less) · Sale | Buyer's adviser | Kustom Entertainment (buyer) | 8-K |
| Jul 1, 2026 | Helvoet Polymer Technologies B.V · Sale | Buyer's adviser | Kimball Electronics (buyer), Hydratec Industries N.V (seller) | 8-K |
28 more deals
Going back to 2020.
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Firms on its deals
first 2 of 28CSV
| Firm | Deals together | Latest | Source |
|---|---|---|---|
| B. Riley Securities · Broker-dealer | 2 | Family Safety Mobile business | 8-K |
| Lake Street Capital Markets · Broker-dealer | 2 | Roosevelt Resources LP | 8-K |
26 more firms
26 broker-dealers.
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