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Imperial Capital, LLC

Broker-dealer Los Angeles, CA imperialcapital.com

SEC data as of Sep 30, 2026

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  1. Imperial Capital, LLC is a broker-dealer registered with the SEC, based in Los Angeles, CA.

    SEC
  2. It appears on 18 deals, most recently Great Elm Healthcare, LLCdeal on Jan 3, 2023, advising the seller.

    8-K
  3. Houlihan Lokey Capitalfirm, Avondale Partnersfirm and Bank of America-Merrill Lynchfirm advised on deals with it.

    8-K

At a glance

Deals by year

7 deals since 2018: 2 for the seller, 4 for the buyer, side not stated on 1.From the filings and firm pages its deals cite

Firms on its deals

  1. Houlihan Lokey Capital2
  2. Avondale Partners1
  3. Another firm1
  4. Another firm1
  5. Another firm1
Houlihan Lokey Capital is on 2 of its deals.From the filings and firm pages its deals cite

Deals

first 2 of 18CSV

As seller's adviser on 9, buyer's adviser on 7; side not stated on 2.

DateDealIts roleWithSource
Jan 3, 2023Great Elm Healthcare, LLC · SaleSeller's adviserQHM Holdings (buyer), Great Elm Group (seller)8-K
Aug 12, 2022Bluescape Clean Fuels Intermediate Holdings, LLC · MergerBuyer's adviserCENAQ Energy (buyer)8-K

16 more deals

Going back to 2003.

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Firms on its deals

first 2 of 9CSV

FirmDeals togetherLatestSource
Houlihan Lokey Capital · Broker-dealer2Steel Connect, Inc8-K
Avondale Partners · Broker-dealer1Hirsch Electronics Corp8-K

7 more firms

5 broker-dealers and 2 other firms.

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On file

Name as filed
IMPERIAL CAPITAL, LLCSEC
SEC file number
8-50397SEC
CRD
43744
CIK
1044199
LEI
549300I8X15KSI64Y307
Location
Los Angeles, CASEC
Website
imperialcapital.comSEC