Corridome

Griffin Financial Group, LLC

Broker-dealer Reading, PA griffinfingroup.com

SEC data as of Sep 30, 2026

FollowSign up free to get an email when something new about Griffin Financial Group is added to the database.

  1. Griffin Financial Group, LLC is a broker-dealer registered with the SEC, based in Reading, PA.

    SEC
  2. It appears on 33 deals, most recently NBC Bancorp, Incdeal on Apr 1, 2026, advising the buyer.

    8-K
  3. Keefe, Bruyette & Woodsfirm, Piper Sandler & Co.firm and Janney Montgomery Scottfirm advised on deals with it.

    8-K
  4. Its team page names 35 people, including Elizabeth A. Abbott, Compliance Officer, Griffin Holdings Group LLC.

    Team page

At a glance

Deals by year

33 deals since 2003: 12 for the seller, 19 for the buyer, side not stated on 2.From the filings and firm pages its deals cite

Firms on its deals

  1. Keefe, Bruyette & Woods5
  2. Piper Sandler & Co.5
  3. Another firm2
  4. Another firm2
  5. Another firm1
Keefe, Bruyette & Woods is on 5 of its deals.From the filings and firm pages its deals cite

Deals

first 2 of 33CSV

As buyer's adviser on 19, seller's adviser on 12; side not stated on 2.

DateDealIts roleWithSource
Apr 1, 2026NBC Bancorp, Inc · MergerBuyer's adviserBallston Spa Bancorp (buyer), Brean Capital (seller's adviser)8-K
Mar 11, 2025Guaranty Bancorp, Inc · MergerSeller's adviserBar Harbor Bankshares (buyer), Piper Sandler & Co. (buyer's adviser)8-K

31 more deals

Going back to 2003.

Sign up free to see the first 5, or become a member to see all 33.

Sign up freeBecome a member

Firms on its deals

first 2 of 9CSV

FirmDeals togetherLatestSource
Keefe, Bruyette & Woods · Broker-dealer5Patapsco Bancorp, Inc8-K
Piper Sandler & Co. · Broker-dealer5Guaranty Bancorp, Inc8-K

7 more firms

5 broker-dealers and 2 other firms.

Sign up free to see the first 5, or become a member to see all 9.

Sign up freeBecome a member

People

first 2 of 35CSV

NameTitleContactSource
Elizabeth A. AbbottCompliance Officer, Griffin Holdings Group LLCEmail and phoneTeam page
Christopher P. AdamsVice PresidentEmail and phoneTeam page

Members open the contacts published for 35 of these people: 35 emails and 35 phone numbers.

33 more people

19 partners, principals and managing directors among them.

Sign up free to see the first 5, or become a member to see all 35.

Sign up freeBecome a member

Firm contacts

12 contacts

ContactSource

12 contacts

12 phone numbers from its own site.

Sign up free to see the first 5, or become a member to see all 12.

Sign up freeBecome a member

On file

Name as filed
GRIFFIN FINANCIAL GROUP, LLCSEC
SEC file number
8-53711SEC
CRD
119004
CIK
1146330
Location
Reading, PASEC
Website
griffinfingroup.comSEC