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Craig-Hallum Capital Group LLC

Broker-dealer Minneapolis, MN craig-hallum.com

SEC data as of Sep 30, 2026

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  1. Craig-Hallum Capital Group LLC is a broker-dealer on the SEC's list, based in Minneapolis, MN.

    SEC
  2. It appears on 14 deals, most recently Lifecore Biomedical, Incdeal on Sep 28, 2026, advising the seller.

    8-K
  3. TD Securities (USA)firm, B. Riley Securitiesfirm and Citizens JMP Securitiesfirm advised on deals with it.

    8-K
  4. Its team page names 3 people, including Steve Dyer, Chief Executive Officer.

    Team page

Deals

first 2 of 14CSV

DateDealIts roleWithSource
Sep 28, 2026Lifecore Biomedical, Inc · SaleSeller's adviserWebster Equity Partners, Bourne Partners Securities8-K
Jul 11, 2025Peraso Inc · SaleSeller's adviserMobix Labs8-K

12 more deals

Going back to 2021.

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Firms on its deals

first 2 of 24CSV

FirmDeals togetherLatestSource
TD Securities (USA) · Broker-dealer4Quality Gold, Inc8-K
B. Riley Securities · Broker-dealer2Microlab/FXR LLC8-K

22 more firms

19 broker-dealers and 3 other firms.

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People

first 2 of 3CSV

NameTitleContactSource
Steve DyerChief Executive OfficerEmail and phoneTeam page
Rick HartfielHead of Investment BankingEmail and phoneTeam page

Members open the contacts published for 3 of these people: 3 emails and 3 phone numbers.

1 more person

1 partner, principal or managing director among them.

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Firm contacts

6 contacts

ContactSource

6 contacts

1 mailbox and 5 phone numbers from its own site.

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On file

Name as filed
CRAIG-HALLUM CAPITAL GROUP LLCSEC
SEC file number
8-65407SEC
CRD
121395
CIK
1175408
LEI
549300YWNPUXBR9XZW77
Address
323 N Washington AVE, Minneapolis, MN 55401SEC
Website
craig-hallum.comSEC