Broadhaven Securities LLC is a broker-dealer registered with the SEC, based in Chicago, IL.
SECIt appears on 10 deals, most recently Diamond Hill Investment Group, Incdeal on Feb 24, 2026, advising the seller.
8-KCitigroup Global Marketsfirm, Baringsfirm and BofA Securitiesfirm appear on its deals.
8-KIts team page names 18 people, including Esther Tian, President of Firm.
Team page
Deals
first 2 of 10CSV
| Date | Deal | Its role | With | Source |
|---|---|---|---|---|
| Feb 24, 2026 | Diamond Hill Investment Group, Inc · Merger | Seller's adviser | First Eagle Investment Management (buyer), UBS Securities (buyer's adviser) | 8-K |
| Apr 14, 2025 | R.J. O’Brien · Sale | Seller's adviser | StoneX Group (buyer), Bank of America (buyer's adviser) | 8-K |
8 more deals
Going back to 2021.
Sign up free to see the first 5, or become a member to see all 10.
Firms on its deals
first 2 of 12CSV
| Firm | Deals together | Latest | Source |
|---|---|---|---|
| Citigroup Global Markets · Broker-dealer | 2 | Lexington Partners L.P | 8-K |
| Barings · Investment adviser | 1 | Sierra Income Corporation | 8-K |
10 more firms
10 broker-dealers.
Sign up free to see the first 5, or become a member to see all 12.