A.G.P. / Alliance Global Partners, LLC

Broker-dealer Westport, CT allianceg.com

SEC data as of Sep 30, 2026

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A.G.P. / Alliance Global Partners, LLC is a broker-dealer registered with the SEC, based in Westport, CT.
SEC
It appears on 22 deals, most recently PrimeGen US, Incdeal on Feb 2, 2026, advising the seller.
8-K
Canaccord Genuityfirm, BTIGfirm and Cormark Securities (USA) Limitedfirm advised on deals with it.
8-K
Its team page and SEC filings name 17 people, including Timothy Francis Cassidy, Administration Officer.
Form ADV

Deals

first 2 of 22CSV

Date	Deal	Its role	With	Source
Feb 2, 2026	PrimeGen US, Inc · Merger	Seller's adviser	DT Cloud Star Acquisition (buyer)	8-K
Jul 29, 2025	M2i Global, Inc · Sale	Seller's adviser	Volato Group (buyer), Curvature Securities (buyer's adviser)	8-K

20 more deals

Going back to 2021.

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Firms on its deals

first 2 of 13CSV

Firm	Deals together	Latest	Source
Canaccord Genuity · Broker-dealer	2	Greenbrook TMS Inc	8-K
BTIG · Broker-dealer	1	Refreshing USA, LLC	8-K

11 more firms

9 broker-dealers and 2 other firms.

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People

first 2 of 17CSV

Name	Title	Source
Timothy Francis Cassidy	Administration Officer	Form ADV
Raffaele Gambardella	Partner	Form ADV

15 more people

10 partners, principals and managing directors among them.

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Firm contacts

Contact	Source

1 contact

1 phone number from its own site.

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On file

Name as filed: A.G.P. / ALLIANCE GLOBAL PARTNERS, LLCSEC
SEC file number: 8-25132SEC
CRD: 8361
CIK: 318492
LEI: 549300QJQ08RJGC7D885
Location: Westport, CTSEC
Website: allianceg.comWebsite

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