Cetera Financial Group

Cetera Financial Group agreed to be sold to RCS Capital, announced on Jan 16, 2014.
8-K
Bank of America-Merrill Lynchfirm advised the seller.
8-K
Barclays Capitalfirm and ICAfirm advised the buyer.
8-K
The filing puts the value at $1.15B.
8-K
Barclays Capitalfirm also worked on Surgery Partners, Incdeal, on Oct 26, 2026.
8-K

At a glance

Selleraffiliates of Lightyear Capital

SellerLightyear Capital

The companyCetera Financial Group$1.15Bpurchase priceJan 16, 2014

BuyerRCS Capital

Buyer's adviserICA

Also on the deal: Luxor Capital Group (lender)

Each party is named in the sources beside the statement

first 2 of 8

Party	Role	Source
RCS Capital	Buyer	8-K
affiliates of Lightyear Capital	Seller	8-K

6 more parties

Kind	Amount	Basis	Source
Price	$1.15B	purchase price	8-K

first 2 of 5

Date	Deal	Firms	Source
Oct 26, 2026	Surgery Partners, Inc · Sale	Barclays Capital, Centerview Partners	8-K
Oct 20, 2026	Prenatal Health testing business · Sale	Guggenheim Securities, Barclays Capital	8-K

3 more deals

Deals with Barclays Capital.